Filing Details
- Accession Number:
- 0001144204-16-107871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-10 16:00:56
- Reporting Period:
- 2016-06-08
- Filing Date:
- 2016-06-10
- Accepted Time:
- 2016-06-10 16:00:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089872 | Gaiam Inc | GAIA | Services-Motion Picture & Video Tape Production (7812) | 841113527 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326150 | Prentice Capital Management, Lp | 100 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
1326156 | Michael Zimmerman | 100 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock ("Common Stock") | Disposition | 2016-06-08 | 10,055 | $7.85 | 2,567,973 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2016-06-09 | 3,700 | $7.85 | 2,564,273 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Prentice Capital Management, LP (the "Investment Manager") serves as investment manager to an investment fund (the "Investment Fund") with respect to which it has voting and dispositive authority over the Common Stock reported in this Form 4. Michael Zimmerman ("Mr. Zimmerman") is responsible for the supervision and conduct of all investment activities of the Investment Manager.
- The Investment Manager and Mr. Zimmerman do not directly own any shares of Common Stock. The Michael & Holly Zimmerman Family Foundation Inc. owns 11,705 shares of Common Stock. After the sales reported hereby, the Investment Manager may be deemed to beneficially own 2,552,568 shares of Common Stock held by the Investment Fund. Mr. Zimmerman may be deemed to beneficially own 2,564,273 shares of Common Stock held by the Investment Fund and The Michael & Holly Zimmerman Family Foundation Inc. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock included in this report to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.