Filing Details
- Accession Number:
- 0000899243-16-022365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-10 14:59:30
- Reporting Period:
- 2016-06-08
- Filing Date:
- 2016-06-10
- Accepted Time:
- 2016-06-10 14:59:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458693 | A Matthew Drapkin | 10 Corbin Drive, 3Rd Floor Darien CT 06820 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-08 | 29,400 | $5.24 | 809,201 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2016-06-10 | 9,420 | $5.62 | 818,621 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | $7.89 | 2020-12-20 | 18,000 | 18,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $7.37 | 2015-05-29 | 2021-05-29 | 14,000 | 14,000 | Direct |
| Common Stock | Non-Qualified Stock Options | $5.62 | 2016-06-04 | 2022-06-04 | 13,000 | 13,000 | Direct |
| Common Stock | Non-Qualified Stock Options | $4.80 | 2017-05-19 | 2023-05-19 | 13,000 | 13,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-20 | 18,000 | 18,000 | Direct |
| 2021-05-29 | 14,000 | 14,000 | Direct |
| 2022-06-04 | 13,000 | 13,000 | Direct |
| 2023-05-19 | 13,000 | 13,000 | Direct |
Footnotes
- Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("Northern Right QP").
- Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. ("Northern Right Management") (of which Mr. Drapkin is a limited partner), and Northern Right Management is the general partner of, and investment manager for, Northern Right QP. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
- Represents 7,000 Restricted Stock Units that vested in full on May 15, 2015.
- These options vested in two equal installments on December 20, 2014 and December 20, 2015.
Billionaire Hedge Funds
