Filing Details
- Accession Number:
- 0001468334-16-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-10 11:51:48
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2016-06-10
- Accepted Time:
- 2016-06-10 11:51:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316644 | Aerogrow International Inc. | AERO | Retail-Building Materials, Hardware, Garden Supply (5200) | 460510685 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468334 | S Michael Barish | 2401 East Second Avenue Suite 400 Denver CO 80206 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-09-11 | 14,000 | $1.35 | 383,027 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2015-08-20 | 11,300 | $0.00 | 11,300 | $1.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,300 | 2015-11-20 | 2020-08-20 | No | 4 | A | Direct |
Footnotes
- Fourteen thousand shares of common stock were purchased at an average price of 1.3483.
- The stock options have an exercise price of $1.55, the closing price of common stock on 08/20/2015.
- The stock options vest in four equal quarterly installments, beginning on November 20, 2015.
Billionaire Hedge Funds
