Filing Details
- Accession Number:
- 0000720672-16-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-09 11:27:00
- Reporting Period:
- 2016-06-08
- Filing Date:
- 2016-06-09
- Accepted Time:
- 2016-06-09 11:27:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190588 | R Kelvin Westbrook | 8000 Maryland Ave., Suite 440 St. Louis MO 63105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-08 | 4,500 | $37.50 | 8,509 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 18,376 | 18,376 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
18,376 | 18,376 | Direct |
Footnotes
- Units vest quarterly over a one year period.
- No expiration date for these Units.