Filing Details

Accession Number:
0001171843-16-010579
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-08 21:14:11
Reporting Period:
2016-06-06
Filing Date:
2016-06-08
Accepted Time:
2016-06-08 21:14:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722830 Immunomedics Inc IMMU In Vitro & In Vivo Diagnostic Substances (2835) 611009366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202016 L Cynthia Goldenberg C/O Immunomedics, Inc.
300 The American Road
Morris Plains NJ 07950
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-06 63,959 $2.50 703,029 No 4 M Direct
Common Stock Disposition 2016-06-06 63,959 $4.09 639,070 No 4 S Direct
Common Stock Acquisiton 2016-06-06 110,322 $2.50 5,345,784 No 4 M Indirect See footnote
Common Stock Disposition 2016-06-06 110,322 $4.09 5,235,462 No 4 S Indirect See footnote
Common Stock Acquisiton 2016-06-07 4,600 $2.50 643,670 No 4 M Direct
Common Stock Disposition 2016-06-07 4,600 $4.01 639,070 No 4 S Direct
Common Stock Acquisiton 2016-06-07 12,300 $2.50 5,247,762 No 4 M Indirect See footnote
Common Stock Disposition 2016-06-07 12,300 $3.98 5,235,462 No 4 S Indirect See footnote
Common Stock Acquisiton 2016-06-08 31,441 $2.50 670,511 No 4 M Direct
Common Stock Acquisiton 2016-06-08 10,000 $2.63 680,511 No 4 M Direct
Common Stock Disposition 2016-06-08 41,441 $3.62 639,070 No 4 S Direct
Common Stock Acquisiton 2016-06-08 120,388 $2.50 5,355,850 No 4 M Indirect See footnote
Common Stock Disposition 2016-06-08 120,388 $3.64 5,235,462 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Direct
No 4 S Direct
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-06 63,959 $0.00 63,959 $2.50
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-06 110,322 $0.00 110,322 $2.50
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-07 4,600 $0.00 4,600 $2.50
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-07 12,300 $0.00 12,300 $2.50
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-08 31,441 $0.00 31,441 $2.50
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-08 10,000 $0.00 10,000 $2.63
Common Stock, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2016-06-08 120,388 $0.00 120,388 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,041 2016-06-10 No 4 M Direct
214,678 2016-06-10 No 4 M Indirect
31,441 2016-06-10 No 4 M Direct
202,378 2016-06-10 No 4 M Indirect
0 2016-06-10 No 4 M Direct
140,000 2016-06-14 No 4 M Direct
81,990 2016-06-10 No 4 M Indirect
Footnotes
  1. Includes a total of 190,000 shares held as joint tenants by the reporting person and her spouse, David M. Goldenberg, the Issuer's Chief Scientific Officer, Chief Medical Officer and Chairman of the Board of Directors.
  2. The price in column 4 is a weighted average price. The prices actually received in this transaction range from $4.00 to $4.45.
  3. The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
  4. Such shares are held by the reporting person's spouse, by various trusts established for the benefit of the reporting person and/or family members of the reporting person, or by a majority-owned subsidiary of the Issuer, of which the reporting person is an officer. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interests therein.
  5. The reporting person's spouse has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
  6. The price in column 4 is a weighted average price. The prices actually received in this transaction range from $4.00 to $4.02.
  7. The price in column 4 is a weighted average price. The prices actually received in this transaction range from $3.96 to $4.02.
  8. The price in column 4 is a weighted average price. The prices actually received in this transaction range from $3.6041 to $3.67.
  9. The price in column 4 is a weighted average price. The prices actually received in this transaction range from $3.6041 to $3.685.
  10. These stock options were granted pursuant to the Issuer's 2006 Stock Incentive Plan, and vested 25% on the first anniversary of the date of grant and 6.25% on a quarterly basis thereafter.
  11. The reporting person's spouse was granted these stock options pursuant to the Issuer's 2006 Stock Incentive Plan.
  12. These stock options were granted pursuant to the Issuer's 2002 Stock Option Plan, and vested over four years at a rate of 25% per year.