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Home > Insider Trading > Filing (0000933430-16-000009)

Filing Details

Accession Number:: 0000933430-16-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-08 16:46:03
Reporting Period:: 2016-06-07

Filing Date:: 2016-06-08
Accepted Time:: 2016-06-08 16:46:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883107	Nanophase Technologies Corp	NANX	Miscellaneous Primary Metal Products (3390)	363687863

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
933430	T Bradford Whitmore	1603 Orrington Ave., Ste 900 Evanston IL 60201		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-07	10,000	$0.55	10,354,557	No	4	P	Direct
Common Stock	Acquisiton	2016-06-07	13,600	$0.55	10,368,157	No	4	P	Direct
Common Stock	Acquisiton	2016-06-07	6,400	$0.55	10,374,557	No	4	P	Direct
Common Stock	Acquisiton	2016-06-07	200	$0.53	10,374,757	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,374,757 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.