Filing Details

Accession Number:
0001637360-16-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-07 17:46:16
Reporting Period:
2015-12-03
Filing Date:
2016-06-07
Accepted Time:
2016-06-07 17:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637360 Cathleen Gates Schreiner C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-03 225 $8.90 14,274 No 4 M Direct
Common Stock Disposition 2015-12-04 225 $63.37 14,049 No 4 S Direct
Common Stock Acquisiton 2016-06-03 300 $8.90 26,744 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2015-12-03 225 $0.00 225 $8.90
Common Stock Incentive Stock Option (right to buy) Disposition 2016-06-03 300 $0.00 300 $8.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,764 2022-02-27 No 4 M Direct
28,964 2022-02-27 No 4 M Direct
Footnotes
  1. The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
  2. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
  3. 100% of the shares subject to the option are fully vested and exercisable.
  4. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.