Filing Details
- Accession Number:
- 0001637360-16-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 17:46:16
- Reporting Period:
- 2015-12-03
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 17:46:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1637360 | Cathleen Gates Schreiner | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Evp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-03 | 225 | $8.90 | 14,274 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-04 | 225 | $63.37 | 14,049 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-06-03 | 300 | $8.90 | 26,744 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-12-03 | 225 | $0.00 | 225 | $8.90 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-06-03 | 300 | $0.00 | 300 | $8.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,764 | 2022-02-27 | No | 4 | M | Direct | |
28,964 | 2022-02-27 | No | 4 | M | Direct |
Footnotes
- The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
- The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.