Filing Details
- Accession Number:
- 0001614094-16-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 16:46:35
- Reporting Period:
- 2016-06-03
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 16:46:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1648861 | D Joel Reich | 495 East Java Drive Sunnyvale CA 94089 | Exec Vp, Product Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-03 | 1,200 | $0.00 | 8,432 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-03 | 391 | $24.94 | 8,041 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-06-03 | 3,250 | $0.00 | 11,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-03 | 1,061 | $24.94 | 10,230 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-06-06 | 2,500 | $24.97 | 7,730 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2016-06-03 | 1,200 | $0.00 | 1,200 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2016-06-03 | 3,250 | $0.00 | 3,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,200 | 2014-06-03 | 2020-06-03 | No | 4 | M | Direct |
6,500 | 2015-06-03 | 2021-06-02 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.
- On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.