Filing Details
- Accession Number:
- 0001209191-16-126267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 16:42:21
- Reporting Period:
- 2016-06-07
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 16:42:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539029 | Clearside Biomedical Inc. | CLSD | Pharmaceutical Preparations (2834) | 452437375 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589991 | D. Gerald Cagle | C/O Clearside Biomedical, Inc. 1220 Old Alpharetta Road, Suite 300 Alpharetta GA 30005 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-07 | 4,261 | $0.00 | 5,473 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-06-07 | 470 | $0.02 | 5,943 | No | 4 | X | Direct | |
Common Stock | Disposition | 2016-06-07 | 2 | $7.00 | 5,941 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2016-06-07 | 9,375 | $0.00 | 4,261 | $0.00 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2016-06-07 | 470 | $0.00 | 470 | $0.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | 2014-04-28 | No | 4 | X | Direct |
Footnotes
- Represents shares received upon conversion of shares of Series B Preferred Stock.
- Effective immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series B Preferred Stock automatically converted into 0.454545 shares of the Issuer's common stock. The Series B Preferred Stock had no expiration date.
- On June 7, 2016, the reporting person exercised a warrant to purchase 470 shares of Issuer's common stock for $0.022 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 2 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 468 shares.
- This warrant would have expired upon the closing of the Issuer's initial public offering.