Filing Details
- Accession Number:
- 0001209191-16-126264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 16:40:27
- Reporting Period:
- 2016-06-07
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 16:40:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539029 | Clearside Biomedical Inc. | CLSD | Pharmaceutical Preparations (2834) | 452437375 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579466 | Rusnanomedinvest Llc | 44, Bldg. 1, Krasnobogatyrskaya Street Moscow 1Z 107076 | No | No | Yes | No | |
1579787 | S.a.r.l. Investments Rmi | 7, Robert Stumper Grand Duchy N4 L-2557 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-07 | 1,179,398 | $0.00 | 1,515,167 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-06-07 | 42,857 | $7.00 | 1,558,024 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2016-06-07 | 2,594,677 | $0.00 | 1,179,398 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Represents shares received upon conversion of shares of Series B Preferred Stock.
- Effective immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series B Preferred Stockautomatically converted into 0.454545 shares of the Issuer's common stock. The Series B Preferred Stock had no expiration date.
- The Reporting Person is a wholly-owned subsidiary of Rusnano MedInvest LLC ("RMI LLC"). RMI LLC is the beneficiary of the Reporting Person.