Filing Details

Accession Number:
0001209191-16-126251
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-07 16:14:29
Reporting Period:
2016-06-06
Filing Date:
2016-06-07
Accepted Time:
2016-06-07 16:14:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601862 Ashu Garg 250 Middlefield Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-06 6,978 $12.69 0 No 4 S Indirect By Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,628,097 Indirect By Foundation Capital VI, L.P.
Common Stock 82,732 Indirect By: Foundation Capital VI Principals Fund, LLC
Common Stock 3,174 Direct
Footnotes
  1. Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.69 to $12.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. The shares are held by Ashu Garg and Pooja Malik Revocable Trust dated February 15, 2013 (the "Garg Malik Trust"). Ashu Garg is a trustee of the Garg Malik Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Garg Malik Trust except to the extent of his proportionate pecuniary interest therein.