Filing Details
- Accession Number:
- 0001122904-16-000282
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 14:19:16
- Reporting Period:
- 2016-06-03
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 14:19:16
- Original Submission Date:
- 2016-06-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447385 | Wonki Andrew Kim | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Legal And Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-03 | 658 | $45.51 | 23,342 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-06-06 | 1,092 | $45.76 | 22,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $18.59 | 2018-06-03 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | 1,875 | 1,875 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 8,855 | 8,855 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | 15,625 | 15,625 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | 25,000 | 25,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-02 | 0 | 0 | Direct |
| 2020-06-13 | 0 | 0 | Direct |
| 2018-06-03 | 0 | 0 | Direct |
| 2021-02-03 | 0 | 0 | Direct |
| 2021-04-26 | 0 | 0 | Direct |
| 2022-06-06 | 1,875 | 1,875 | Direct |
| 2023-05-16 | 8,855 | 8,855 | Direct |
| 2024-06-03 | 15,625 | 15,625 | Direct |
| 2025-06-02 | 25,000 | 25,000 | Direct |
| 2026-03-24 | 25,000 | 25,000 | Direct |
Footnotes
- Fixed date from previous filed Form 4
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
- The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
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