Filing Details
- Accession Number:
- 0001072627-16-000172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-06 17:07:20
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-06
- Accepted Time:
- 2016-06-06 17:07:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072627 | Kingsway Financial Services Inc | KFS | Fire, Marine & Casualty Insurance (6331) | 999999999 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113303 | Joseph Stilwell | 111 Broadway, 12Th Floor New York NY 10006 | Yes | No | Yes | No | |
1397076 | Stilwell Value Llc | 111 Broadway, 12Th Floor New York NY 10006 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-01 | 96,737 | $4.97 | 3,772,218 | No | 4 | P | Direct | |
Common Stock | Disposition | 2016-06-01 | 96,737 | $4.97 | 3,772,218 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Warrant | Acquisiton | 2016-06-01 | 24,087 | $1.78 | 24,087 | $4.50 |
Common Stock | Series A Warrant | Disposition | 2016-06-01 | 24,087 | $1.78 | 24,087 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
576,132 | 2014-08-18 | 2020-09-15 | No | 4 | P | Direct |
576,132 | 2014-08-18 | 2020-09-15 | No | 4 | P | Direct |
Footnotes
- After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 1,148,263 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; Stilwell Activist Investments, L.P., 1,315,465 shares; and Stilwell Activist Fund, L.P., 182,924 shares. The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.