Filing Details
- Accession Number:
- 0001209191-16-126002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-06 16:42:59
- Reporting Period:
- 2016-06-03
- Filing Date:
- 2016-06-06
- Accepted Time:
- 2016-06-06 16:42:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288469 | Maxlinear Inc | MXL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232833 | E Thomas Pardun | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock (Par Value $0.0001) | Acquisiton | 2016-06-03 | 18,000 | $4.26 | 84,252 | No | 4 | M | Direct | |
Class A Common Stock (Par Value $0.0001) | Disposition | 2016-06-03 | 18,000 | $20.39 | 66,252 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock (Par Value $0.0001) | Stock Option (right to buy) | Disposition | 2016-06-03 | 18,000 | $0.00 | 18,000 | $4.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,575 | 2019-07-28 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 18,000 shares sold in the price range of $20.35 to $20.44 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Twenty-five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on July 28, 2013.