Filing Details

Accession Number:
0001209191-16-125906
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-06 12:25:48
Reporting Period:
2016-06-02
Filing Date:
2016-06-06
Accepted Time:
2016-06-06 12:25:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-02 500 $5.54 3,502,271 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-02 200 $5.53 3,502,471 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-02 1,800 $5.58 3,504,271 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-03 323 $5.45 3,504,594 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-03 177 $5.43 3,504,771 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-03 1,100 $5.42 3,505,871 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-03 300 $5.40 3,506,171 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-03 100 $5.48 3,506,271 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.