Filing Details
- Accession Number:
- 0001179110-16-026033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-03 20:36:15
- Reporting Period:
- 2016-06-02
- Filing Date:
- 2016-06-03
- Accepted Time:
- 2016-06-03 20:36:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244892 | Ann Mather | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-02 | 25,000 | $0.00 | 53,666 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-06-02 | 25,000 | $2.36 | 28,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2016-06-02 | 50,000 | $0.00 | 50,000 | $2.41 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-06-02 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2026-06-02 | No | 4 | A | Direct | |
| 25,000 | No | 4 | A | Direct |
Footnotes
- Vesting of restricted stock units ("RSUs") granted to Ms. Mather on June 4, 2015.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.36 to $2.375. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option will be fully vested on the first to occur of (1) June 2, 2017or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.
- Each RSU represents a contingent right to receive one share of Glu Mobile Inc. common stock.
- The RSU vests in full on the first to occur of (1) June 2, 2017 or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.
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