Filing Details

Accession Number:
0000899243-16-021735
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-03 19:30:26
Reporting Period:
2016-06-01
Filing Date:
2016-06-03
Accepted Time:
2016-06-03 19:30:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204817 J/Ca David Cowan C/O Bessemer Venture Partners
1865 Palmer Avenue, Suite 104
Larchmont NY 10538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-01 0 $0.00 592,077 No 4 S Direct
Common Stock Disposition 2016-06-02 0 $0.00 592,077 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. On June 1, 2016, Bessemer Venture Partners VI L.P. ("BVP VI"), Bessemer Venture Partners Co-Investment L.P. ("BVP Co") and Bessemer Venture Partners VI Institutional L.P. ("BVP VI Inst" and, collectively with BVP VI and BVP VI Co, the "Funds") sold 890,298, 287,198 and 9,204 shares of common stock, respectively, at an average sale price of $13.05920 (the "June 1 Fund Sales"). The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such execution.
  2. After the June 1 Fund Sales, BVP VI, BVP Co, and BVP VI Inst owned 4,356,333, 1,428,368, and 55,784 shares, respectively.
  3. Represents 49,361 shares held personally, 153,413 shares held by the Cowan Family Trust UDT dated 10-17-02 (the "Cowan Family Trust") and 389,303 shares held by David Cowan Partners II, a DE Multiple Series Limited Partnership (Series A) ("Cowan Partners"). Mr. Cowan and his spouse are the trustees of the Cowan Family Trust and the general partners of Cowan Partners. Mr. Cowan disclaims beneficial ownership of the securities held by the Cowan Family Trust and Cowan Partners and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, therein.
  4. Mr. Cowan is an executive manager and a member of Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds (as defined above). Mr. Cowan disclaims beneficial ownership of the securities held by the Funds, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co.
  5. On June 2, 2016, BVP VI, BVP Co, and BVP VI Inst sold 225,069, 72,604 and 2,327 shares of common stock, respectively, at an average sale price of $13.01630 (the "June 2 Fund Sales"). The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such execution.
  6. After the June 2 Fund Sales, BVP VI, BVP Co, and BVP VI Inst owned 4,131,264, 1,355,764, and 53,457 shares, respectively.