Filing Details
- Accession Number:
- 0001490281-16-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-03 17:44:41
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-03
- Accepted Time:
- 2016-06-03 17:44:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557559 | Brian Stevens | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-06-01 | 10,000 | $3.50 | 117,170 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 25,000 | $0.00 | 142,170 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-06-01 | 7,775 | $3.54 | 134,395 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2016-06-01 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2016-06-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- 25,000 of the restricted stock units reported on this line vested on June 1, 2016, and 25,000 of the restricted stock units reported on this line will vest on December 31, 2016, subject to Mr. Stevens' continued employment with the Company through the vesting date.