Filing Details
- Accession Number:
- 0000902274-16-000332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-03 17:41:32
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-03
- Accepted Time:
- 2016-06-03 17:41:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208761 | T Timothy Paige | Libbey Inc Po Box 10060 Toledo OH 43699-0060 | Vice President-Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-01 | 2,551 | $17.50 | 23,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,018 | Indirect | By 401k Plan |
| Restricted Stock Units | 10,245 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $10.13 | 2011-02-11 | 2020-02-11 | 5,475 | 5,475 | Direct |
| Common Shares | NQ - Stock Option (Right to Buy) | $17.13 | 2017-02-17 | 2026-02-25 | 15,417 | 15,417 | Direct |
| Common Stock | NQ - Stock Option (Right to Buy) | $23.02 | 2015-02-24 | 2024-02-24 | 6,017 | 6,017 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,995 | 3,995 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $19.02 | 2014-02-22 | 2023-02-22 | 6,818 | 6,818 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 4,478 | 4,478 | Direct |
| Common Stock | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 4,417 | 4,417 | Direct |
| Common Stock | NQ - Stock Option (Right to Buy) | $38.06 | 2016-02-17 | 2025-03-02 | 4,417 | 4,417 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,511 | 3,511 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-11 | 5,475 | 5,475 | Direct |
| 2026-02-25 | 15,417 | 15,417 | Direct |
| 2024-02-24 | 6,017 | 6,017 | Direct |
| 2018-02-15 | 3,995 | 3,995 | Direct |
| 2023-02-22 | 6,818 | 6,818 | Direct |
| 2022-02-17 | 4,478 | 4,478 | Direct |
| 2025-03-02 | 4,417 | 4,417 | Direct |
| 2025-03-02 | 4,417 | 4,417 | Direct |
| 2021-02-10 | 3,511 | 3,511 | Direct |
Footnotes
- The common stock covered by this Form 4 was sold under a plan, adopted on March 4, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
- The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
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