Filing Details

Accession Number:
0001140361-16-068615
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-03 17:23:45
Reporting Period:
2016-06-01
Filing Date:
2016-06-03
Accepted Time:
2016-06-03 17:23:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1341318 Lake Shore Bancorp Inc. LSBK Savings Institution, Federally Chartered (6035) 204729288
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357412 E Sharon Brautigam C/O 31 East Fourth Street
Dunkirk NY 14048
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-01 3 $11.50 9,327 No 4 M Direct
Common Stock Disposition 2016-06-01 3 $13.50 9,324 No 4 S Direct
Common Stock Acquisiton 2016-06-03 100 $11.50 9,424 No 4 M Direct
Common Stock Disposition 2016-06-03 100 $13.50 9,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-06-01 3 $0.00 3 $11.50
Common Stock Stock Options (Right to Buy) Disposition 2016-06-03 100 $0.00 100 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,041 2016-11-15 No 4 M Direct
4,941 2016-11-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 350 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $8.01 2019-01-12 505 505 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-12 505 505 Direct
Footnotes
  1. Includes 952 shares of restricted stock which will vest in four equal annual installments. The first installment will vest on August 12, 2016. Includes 714 shares of restricted stock which vest on December 16, 2016.
  2. Options are fully vested.