Filing Details

Accession Number:
0001127602-16-054697
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-03 16:09:11
Reporting Period:
2016-06-01
Filing Date:
2016-06-03
Accepted Time:
2016-06-03 16:09:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156039 Anthem Inc. ANTM Hospital & Medical Service Plans (6324) 352145715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203671 M Gloria Mccarthy 120 Monument Circle
Indianapolis IN 46204
Evp & Chief Administrative Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-01 2,031 $77.50 48,326 No 4 M Direct
Common Stock Acquisiton 2016-06-01 2,755 $89.44 51,081 No 4 M Direct
Common Stock Disposition 2016-06-01 4,786 $131.69 46,295 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-06-01 2,031 $0.00 2,031 $77.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-06-01 2,755 $0.00 2,755 $89.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
927 2020-06-03 No 4 M Direct
22,916 2021-03-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
  2. This transaction was executed in multiple trades at prices ranging from $131.18 to $132.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The option, representing a right to purchase a total of 5,562 shares, became exercisable in six semi-annual installments of 927 shares each beginning on December 3, 2013, which was the six-month anniversary of the date on which the option was granted.
  4. The option, representing a right to purchase a total of 25,671 shares, became exercisable in three semi-annual installments of 4,278 shares each and three semi-annual installments of 4,279 shares each beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted.