Home > Insider Trading > Filing (0000899243-16-021657)

Filing Details

Accession Number:: 0000899243-16-021657
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-03 16:05:45
Reporting Period:: 2016-06-01

Filing Date:: 2016-06-03
Accepted Time:: 2016-06-03 16:05:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18172	Castle A M & Co	CAS	Wholesale-Metals Service Centers & Offices (5051)	360879160

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1497279	Sh Capital Partners, L.p.	950 Third Avenue, 17Th Floor New York NY 10022	No	No	Yes	No
1589943	Stone House Capital Management, Llc	950 Third Avenue, 17Th Floor New York NY 10022	No	No	Yes	No
1591240	Alexander Mark Cohen	950 Third Avenue, 17Th Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-01	8,160	$0.00	4,000,000	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Footnotes

The shares of common stock of A.M. Castle & Co. (the "Shares") are directly beneficially owned by SH Capital Partners, L.P. ("Partners"), of which Stone House Capital Management, LLC ("Stone House") is the sole general partner and investment manager. Mark Cohen is the managing member of Stone House. On June 1, 2016, Mr. Cohen made a capital contribution of $100,000 to Partners, resulting in the acquisition by Mr. Cohen of an additional approximate .204% limited partner interest in Partners. Each of Stone House and Mr. Cohen disclaims beneficial ownership of the securities owned by Partners except to the extent of the pecuniary interest of Stone House and Mr. Cohen, respectively, therein.
This statement is jointly filed by and on behalf of each of Stone House, Partners and Mr. Cohen. Partners is the record and direct beneficial owner of the securities covered by this statement. Stone House is the general partner and investment manager of, and may be deemed to beneficially own securities owned by, Partners. Mr. Cohen is the managing member of, and may be deemed to beneficially own securities owned by, Stone House.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.