Filing Details
- Accession Number:
- 0001094891-16-000505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-03 12:34:10
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-03
- Accepted Time:
- 2016-06-03 12:34:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624326 | Pavmed Inc. | PAVM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1459933 | F Richard Fitzgerald | One Grand Central Place Suite 4600 New York NY 10165 | Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-01 | 200 | $0.00 | 200 | No | 4 | P | Indirect | By NFS/FMTC IRA for the benefit of Richard Fitzgerald |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By NFS/FMTC IRA for the benefit of Richard Fitzgerald |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2016-06-01 | 200 | $0.00 | 200 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200 | 2016-10-28 | 2022-01-29 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100 | Indirect | By custodial account for benefit of son |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $5.00 | 2016-10-28 | 2022-01-29 | 100 | 100 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-01-29 | 100 | 100 | Indirect |
Footnotes
- Represents securities included within units, each unit comprised of one share of common stock and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stcok at an exercise price of $5.00 per share, subject to adjustment.
- The units were purchased at a price of $11.10 per unit.
Billionaire Hedge Funds
