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Filing Details

Accession Number:: 0001209191-16-125340
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-02 21:19:35
Reporting Period:: 2016-05-31

Filing Date:: 2016-06-02
Accepted Time:: 2016-06-02 21:19:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228684	Phd J William Link	One Sansome Street, Suite 3630 San Francisco CA 94104		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-31	505,297	$0.00	2,379,539	No	4	J	Indirect	see footnote
Common Stock	Disposition	2016-05-31	9,892	$0.00	46,804	No	4	J	Indirect	see footnote
Common Stock	Disposition	2016-05-31	10,970	$23.98	51,247	No	4	S	Indirect	see footnote
Common Stock	Disposition	2016-05-31	23,088	$23.98	109,395	No	4	S	Indirect	see footnote
Common Stock	Acquisiton	2016-05-31	128,758	$0.00	128,758	No	4	J	Indirect	see footnote
Common Stock	Acquisiton	2016-05-31	989	$0.00	989	No	4	J	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	see footnote
No	4	J	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	J	Indirect	see footnote
No	4	J	Indirect	see footnote

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital I, L.P., a Delaware limited partnership ("VVC I") without consideration to its partners.
The shares are held by VVC I. Versant Ventures I, LLC, a Delaware limited liability company ("VV I") serves as the sole general partner of VVC I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VVC I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund I, L.P., a Delaware limited partnership ("VSF I") to its partners, without consideration.
The shares are held by VSF I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VSF I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
The shares are held by Versant Affiliates Fund I-A, L.P., a Delaware limited partnership ("VAF I-A"). The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VAF I-A; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
The shares are held by Versant Affiliates Fund I-B, L.P., a Delaware limited partnership ("VAF I-B"). The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VAF I-B; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC-I.
The shares are held by VV I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VV I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.
Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VSF I.
The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.