Filing Details
- Accession Number:
- 0001214659-16-012009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-02 16:27:33
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-02
- Accepted Time:
- 2016-06-02 16:27:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390758 | E Robert Veillette | 28601 Clemens Road Westlake OH 44145 | Vp, General Counsel & Sec | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-01 | 3,200 | $24.46 | 40,637 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-01 | 980 | $86.45 | 39,657 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-06-02 | 1,000 | $24.46 | 40,657 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-02 | 1,000 | $87.86 | 39,657 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-06-02 | 8,000 | $27.81 | 47,657 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-02 | 5,500 | $87.69 | 42,324 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-06-02 | 1,000 | $0.00 | 1,000 | $24.46 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-06-02 | 8,000 | $0.00 | 8,000 | $27.81 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-06-01 | 3,200 | $0.00 | 6,400 | $26.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-06 | No | 4 | M | Direct | |
0 | 2017-02-20 | No | 4 | M | Direct | |
3,200 | 2017-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,104 | Indirect | By Company ESOP Plan |
Common Stock | 504 | Indirect | By Company Savings Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | $14.37 | 2018-12-04 | 17,000 | 17,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | 6,400 | 6,400 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | 8,800 | 8,800 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | 7,100 | 7,100 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 6,900 | 6,900 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 7,600 | 7,600 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | 11,000 | 11,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-04 | 17,000 | 17,000 | Direct |
2019-12-03 | 8,000 | 8,000 | Direct |
2020-12-07 | 6,400 | 6,400 | Direct |
2021-11-28 | 8,800 | 8,800 | Direct |
2022-11-28 | 7,100 | 7,100 | Direct |
2023-11-25 | 6,900 | 6,900 | Direct |
2024-11-24 | 7,600 | 7,600 | Direct |
2025-11-23 | 11,000 | 11,000 | Direct |
Footnotes
- Exercise of reporting person's stock options that would otherwise expire December 5, 2017 of which shares were sold to pay the exercise price pursuant to a broker-assisted cashless exercise and hold.
- Exercise of reporting person's stock options that would otherwise expire December 6, 2016 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise.
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $87.60 to $87.84. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- Exercise of reporting person's stock options that would otherwise expire February 20, 2017 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise, partial sale, and partial hold. The holdings include 167 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes.
- Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
- Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
- All such options have fully vested.
- On November 28, 2012, the Company awarded 7,100 stock options under the Company's Long-Term Performance Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
- On November 25, 2013, the Company awarded 6,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
- On November 24, 2014, the Company awarded 7,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
- On November 23, 2015, the Company awarded 11,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.