Filing Details

Accession Number:
0000899243-16-021474
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 16:06:36
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 16:06:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562450 Carlyle Coatings Partners, L.p. C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624753 Tc Group V Cayman, L.p. C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624761 Cp V Coinvestment B Cayman, Lp C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624762 Cp V Coinvestment A Cayman, Lp C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624763 Carlyle Partners V-A Cayman, L.p. C/O Intertrust Corporate Services,
190 Elgin Avenue,
George Town, Grand Cayman, E9 KY1-9005
No No Yes No
1624764 Carlyle Partners V Sa3 Cayman, L.p. C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624765 Carlyle Partners V Sa2 Cayman, L.p. C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624766 Carlyle Partners V Sa1 Cayman, L.p. C/O Intertrust Corporate Services
190 Elgin Avenue
George Town, Grand Cayman E9 KY1-9005
No No Yes No
1624767 Cp V General Partner, L.l.c. The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220 S.
Washington DC 20004-2505
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2016-05-31 25,000,000 $27.93 44,811,996 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. Following the reported transactions, includes: 9,535,809 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 8,597,258 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 8,823,128 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 552,780 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 1,047,326 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 125,735 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 5,698,506 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 10,431,454 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
  2. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.