Home > Insider Trading > Filing (0000899243-16-021473)

Filing Details

Accession Number:: 0000899243-16-021473
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-02 16:05:18
Reporting Period:: 2016-05-31

Filing Date:: 2016-06-02
Accepted Time:: 2016-06-02 16:05:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1475444	Tc Group Cayman Investment Holdings, L.p.	C/O Intertrust Corporate Services, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1527166	L.p. Group Carlyle	1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548624	L.l.c. Management Group Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548629	L.l.c. Gp Ii Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548630	L.p. Ii Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548636	L.p. Sub Holdings Investment Cayman Group Tc	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624768	Cep Iii Participations, S.a.r.l. Sicar	2, Avenue Charles De Gaulle Luxembourg N4 L -1653	No	No	Yes	No
1624769	Carlyle Europe Partners Iii, L.p.	C/O The Carlyle Group Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1624770	Cep Iii Managing Gp, L.p.	C/O The Carlyle Group 50 Lothian Rd., Festival Square Edinburgh X0 EH3 9WJ	No	No	Yes	No
1624771	Cep Iii Managing Gp Holdings, Ltd.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2016-05-31	25,000,000	$27.93	44,811,996	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes

Footnotes

Following the reported transactions, includes: 9,535,809 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 8,597,258 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 8,823,128 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 552,780 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 1,047,326 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 125,735 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 5,698,506 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 10,431,454 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.