Filing Details

Accession Number:
0001437749-16-033197
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 11:41:27
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 11:41:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 Stock Yards Bancorp Inc. SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193296 P David Heintzman 3019 Poppy Way
Louisville KY 40206
Chairman & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-31 5,000 $17.89 166,407 No 4 M Direct
Common Stock Disposition 2016-05-31 5,000 $28.95 161,407 No 4 S Direct
Common Stock Disposition 2016-02-02 400 $0.00 161,407 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2016-05-31 5,000 $17.89 5,000 $17.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,000 2007-08-20 2017-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,328 Indirect By 401k/ESOP-David Heintzman
Common Stock 6,061 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Right $15.58 2008-08-19 2018-02-19 20,250 20,250 Direct
Common Stock Stock Appreciation Right $14.76 2010-02-17 2019-02-17 18,450 18,450 Direct
Common Stock Stock Appreciation Right $14.02 2011-02-16 2020-02-16 26,325 26,325 Direct
Common Stock Stock Appreciation Right $15.84 2012-03-15 2021-03-15 21,573 21,573 Direct
Common Stock Stock Appreciation Right $15.24 2013-02-20 2022-02-20 36,411 36,411 Direct
Common Stock Stock Appreciation Right $15.26 2014-02-19 2023-02-19 25,015 25,015 Direct
Common Stock Stock Appreciation Right $19.37 2015-02-18 2024-02-18 28,989 28,989 Direct
Common Stock Stock Appreciation Right $22.96 2016-03-17 2025-03-17 21,742 21,742 Direct
Common Stock Stock Appreciation Right $25.76 2017-03-15 2026-03-15 24,799 24,799 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-19 20,250 20,250 Direct
2019-02-17 18,450 18,450 Direct
2020-02-16 26,325 26,325 Direct
2021-03-15 21,573 21,573 Direct
2022-02-20 36,411 36,411 Direct
2023-02-19 25,015 25,015 Direct
2024-02-18 28,989 28,989 Direct
2025-03-17 21,742 21,742 Direct
2026-03-15 24,799 24,799 Direct
Footnotes
  1. Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
  2. Gifted shares to charitable organization