Filing Details

Accession Number:
0001209191-16-124891
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 10:00:14
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 10:00:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-31 700 $5.74 3,498,211 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-31 400 $5.73 3,498,611 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-31 300 $5.72 3,498,911 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-31 202 $5.70 3,499,113 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-31 158 $5.71 3,499,271 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 1,400 $5.57 3,500,671 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 893 $5.60 3,501,564 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 200 $5.58 3,501,764 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 7 $5.53 3,501,771 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.