Filing Details
- Accession Number:
- 0001209191-16-124891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-02 10:00:14
- Reporting Period:
- 2016-05-31
- Filing Date:
- 2016-06-02
- Accepted Time:
- 2016-06-02 10:00:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-05-31 | 700 | $5.74 | 3,498,211 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-05-31 | 400 | $5.73 | 3,498,611 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-05-31 | 300 | $5.72 | 3,498,911 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-05-31 | 202 | $5.70 | 3,499,113 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-05-31 | 158 | $5.71 | 3,499,271 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 1,400 | $5.57 | 3,500,671 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 893 | $5.60 | 3,501,564 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 200 | $5.58 | 3,501,764 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 7 | $5.53 | 3,501,771 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.