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Filing Details

Accession Number:: 0000899243-16-021423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-02 06:21:38
Reporting Period:: 2016-06-01

Filing Date:: 2016-06-02
Accepted Time:: 2016-06-02 06:21:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1358762	Reata Pharmaceuticals Inc	RETA	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1193284	William Rose	3963 Maple Avenue, Suite 200 Dallas TX 75219	Yes	No	No	Yes
1675029	E. Charles Gale	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes
1675048	Ira Rollover Fidelity Rose W. Edward	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes
1675056	Iii Rose W. Edward Of Estate	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	Yes	Yes
1675060	Trust 2002 Rose William John	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes
1675064	P. Evelyn Rose	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes
1675105	Trust 2001 Rose Henry Charles	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes
1675112	Ira Rollover Fidelity Gale E. Charles	3963 Maple Avenue, Suite 200 Dallas TX 75219	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-06-01	11,618	$0.00	11,618	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	168,720	$0.00	168,720	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	7,886	$0.00	7,886	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	1,426	$0.00	1,426	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	29	$0.00	29	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	20	$0.00	20	No	4	C	Indirect	By trust
Class A Common Stock	Acquisiton	2016-06-01	45	$0.00	45	No	4	C	Indirect	By trust
Class A Common Stock	Acquisiton	2016-06-01	957,000	$11.00	957,000	No	4	P	Indirect	By Puffin
Class A Common Stock	Acquisiton	2016-06-01	143,000	$11.00	143,000	No	4	P	Indirect	By Montrose

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Indirect	By trust
No	4	C	Indirect	By trust
No	4	P	Indirect	By Puffin
No	4	P	Indirect	By Montrose

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	11,618	$0.00	11,618	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	168,720	$0.00	168,720	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	7,886	$0.00	7,886	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	1,426	$0.00	1,426	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	29	$0.00	29	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	20	$0.00	20	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-06-01	45	$0.00	45	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
129,308	No	4	C	Direct
1,877,998	No	4	C	Direct
87,776	No	4	C	Direct
15,869	No	4	C	Direct
313	No	4	C	Direct
215	No	4	C	Indirect
492	No	4	C	Indirect

Footnotes

The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the company's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the company's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
These shares are owned directly by William E. Rose, a director of the issuer.
These shares are owned directly by the Estate of Edward W. Rose III, a ten percent owner of the issuer, for which Charles E. Gale serves as executor.
These shares are owned directly by Edward W. Rose Fidelity Rollover IRA and indirectly by Evelyn P. Rose.
These shares are owned directly by Charles E. Gale.
These shares are owned directly by the Charles E. Gale Fidelity Rollover IRA and indirectly by Charles E. Rose.
These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the Charles Henry Rose 2001 Trust.
These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the John William Rose 2002 Trust.
These shares are owned directly by Puffin Partners, L.P. ("Puffin"). Each of (a) William E. Rose, a director of the issuer, and (b) Charles E. Gale serve as co-managers of the general partner of Puffin.
These shares are owned directly by Montrose Investments I, L.P. ("Montrose"), and indirectly by William E. Rose, a director of the issuer, as sole shareholder and sole manager of the general partner of Montrose.