Filing Details
- Accession Number:
- 0000899243-16-021418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-02 06:18:05
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-02
- Accepted Time:
- 2016-06-02 06:18:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662321 | Edward James Bass | 2801 Gateway Drive, Suite 150 Irving TX 75063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-06-01 | 5,000 | $13.28 | 5,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 2,585 | $0.00 | 7,585 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 18,000 | $11.00 | 25,585 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-06-01 | 3,455 | $0.00 | 3,455 | No | 4 | C | Indirect | By Bass Family Trust A |
Class A Common Stock | Acquisiton | 2016-06-01 | 1,448 | $0.00 | 1,448 | No | 4 | C | Indirect | By Bass Trust FBO James E. Bass |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Indirect | By Bass Family Trust A |
No | 4 | C | Indirect | By Bass Trust FBO James E. Bass |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B common stock | Disposition | 2016-06-01 | 2,585 | $0.00 | 2,585 | $0.00 |
Class A Common Stock | Class B common stock | Disposition | 2016-06-01 | 3,455 | $0.00 | 3,455 | $0.00 |
Class A Common Stock | Class B common stock | Disposition | 2016-06-01 | 1,448 | $0.00 | 1,448 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,762 | No | 4 | C | Direct | ||
38,447 | No | 4 | C | Indirect | ||
16,107 | No | 4 | C | Indirect |
Footnotes
- The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the company's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the company's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
- Due to the conditions to closing of the initial public offering of the Class A common stock, these purchases were not deemed to occur until closing, on June 1, 2016.