Filing Details

Accession Number:
0001209191-16-124863
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-01 20:10:38
Reporting Period:
2016-06-01
Filing Date:
2016-06-01
Accepted Time:
2016-06-01 20:10:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228807 Steven Craddock C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock (Par Value $0.0001) Acquisiton 2016-06-01 18,770 $9.10 85,022 No 4 M Direct
Class A Common Stock (Par Value $0.0001) Disposition 2016-06-01 18,770 $20.62 66,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock (Par Value $0.0001) Stock Option (right to buy) Disposition 2016-06-01 18,770 $0.00 18,770 $9.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2018-05-06 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 18,770 shares sold in the price range of $20.44 to $20.82 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. One-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.