Filing Details
- Accession Number:
- 0001179706-16-000406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-01 18:59:56
- Reporting Period:
- 2016-05-27
- Filing Date:
- 2016-06-01
- Accepted Time:
- 2016-06-01 18:59:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220078 | Robert Youngjohns | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp And Gm, Hp Software | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-27 | 45,420 | $10.07 | 92,749 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 45,420 | $17.94 | 47,329 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-27 | 130,632 | $9.57 | 177,961 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 130,632 | $17.94 | 47,329 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-27 | 47,329 | $17.94 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-27 | 45,420 | $0.00 | 45,420 | $10.07 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-27 | 130,632 | $0.00 | 130,632 | $9.57 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-04-06 | 35 | $0.00 | 35 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-04-06 | 107 | $0.00 | 107 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-04-06 | 118 | $0.00 | 118 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-04-06 | 528 | $0.00 | 528 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2016-04-06 | 193 | $0.00 | 193 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-19 | 2020-09-19 | No | 4 | M | Direct |
| 0 | 2014-01-16 | 2021-01-16 | No | 4 | M | Direct |
| 12,112 | No | 4 | A | Direct | ||
| 35,961 | No | 4 | A | Direct | ||
| 39,590 | No | 4 | A | Direct | ||
| 173,703 | No | 4 | A | Direct | ||
| 63,559 | No | 4 | A | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.8850 to $18.0600. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 35.4346 dividend equivalent rights being reported reflect 35.4346 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, and 17,413 of which will vest on each of 07/17/16 and 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 106.6498 dividend equivalent rights being reported reflect 106.6498 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.9407 dividend equivalent rights being reported reflect 117.9407 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 528.3583 dividend equivalent rights being reported reflect 528.3583 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.3299 dividend equivalent rights being reported reflect 193.3299 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
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