Filing Details
- Accession Number:
- 0000909143-16-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-01 18:07:57
- Reporting Period:
- 2016-05-27
- Filing Date:
- 2016-06-01
- Accepted Time:
- 2016-06-01 18:07:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1232582 | Ashford Hospitality Trust Inc | AHT | Real Estate Investment Trusts (6798) | 861062192 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464574 | Md J Benjamin Ansell | 14185 Dallas Parkway Suite 1100 Dallas TX 75254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-27 | 3,000 | $4.95 | 15,313 | No | 4 | P | Indirect | By Benjamin J. Ansell, as Trustee FBO Benjamin Ansell GST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Benjamin J. Ansell, as Trustee FBO Benjamin Ansell GST |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52,800 | Direct | |
Common Stock | 103,200 | Indirect | By Ansell Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Special Limited Partnership Units | $0.00 | 0 | 41,611 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 41,611 | Direct |
Footnotes
- Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock based on a conversion ratio described in the partnership agreement of Subsidiary, which, on May 27, 2016, was 0.9392712876 shares of the Issuer's common stock for each Common Unit.
- The LTIP Units have no expiration date.
- Reflects all LTIP Units held by the Reporting Person having different grant dates and vesting terms, some of which have achieved parity with the Common Units.