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Home > Insider Trading > Filing (0001354488-16-007716)

Filing Details

Accession Number:: 0001354488-16-007716
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-01 17:50:19
Reporting Period:: 2016-05-26

Filing Date:: 2016-06-01
Accepted Time:: 2016-06-01 17:50:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1272550	Root9B Technologies Inc.	RTNB	Services-Management Consulting Services (8742)	200443575

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1349193	Wesley Clark	116 Ottenheimer Plaza Little Rock AR 72201		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.001	Disposition	2016-05-26	25,000	$1.18	32,000	No	4	S	Direct
Common Stock, Par Value $.001	Acquisiton	2016-05-31	25,000	$0.65	57,000	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001	option to purchase (common stock, par value $.001)	Disposition	2016-05-31	25,000	$0.00	25,000	$0.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
155,000	2012-08-14	2022-08-14	No	4	M	Direct

Footnotes

Pursuant to Stock Option Agreement with grant date of August 14, 2012; 25,000 options exercised with strike price of $0.65 for a total of $16,250. Each option provided the right to purchase one share of common stock, i.e., one-to-one basis.