Filing Details
- Accession Number:
- 0001209191-16-124727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-01 17:30:15
- Reporting Period:
- 2016-05-27
- Filing Date:
- 2016-06-01
- Accepted Time:
- 2016-06-01 17:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231126 | Rahul Gupta | 255 Fiserv Drive Brookfield WI 53045 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-27 | 14,444 | $23.85 | 95,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 8,819 | $104.97 | 86,979 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-05-27 | 15,364 | $30.86 | 102,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 9,897 | $104.98 | 92,446 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-05-27 | 25,528 | $32.64 | 117,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 16,662 | $104.99 | 101,312 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-05-27 | 27,860 | $40.35 | 129,172 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 19,215 | $104.99 | 109,957 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-27 | 28,603 | $105.01 | 81,354 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-27 | 14,444 | $0.00 | 14,444 | $23.85 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-27 | 15,364 | $0.00 | 15,364 | $30.86 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-27 | 25,528 | $0.00 | 25,528 | $32.64 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-27 | 27,860 | $0.00 | 27,860 | $40.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-24 | 2020-02-24 | No | 4 | M | Direct |
| 0 | 2012-02-23 | 2021-02-23 | No | 4 | M | Direct |
| 0 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
| 0 | 2014-02-20 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- Includes 243 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
- This transaction was executed in multiple trades at prices ranging from $104.95 to $105.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in three equal installments on February 24, 2011, 2012 and 2013.
- The option vested in three equal installments on February 23, 2012, 2013 and 2014.
- The option vested in three equal installments on February 22, 2013, 2014 and 2015.
- The option vested in three equal installments on February 20, 2014, 2015 and 2016.
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