Filing Details
- Accession Number:
- 0001214659-16-011975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-01 17:03:58
- Reporting Period:
- 2016-05-27
- Filing Date:
- 2016-06-01
- Accepted Time:
- 2016-06-01 17:03:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659738 | A Jeffrey Pembroke | C/O Nordson Corporation 28601 Clemens Road Westlake OH 44145 | Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-27 | 800 | $43.32 | 2,677 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 800 | $89.00 | 1,877 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-27 | 1,800 | $43.73 | 3,677 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-27 | 1,800 | $89.00 | 1,880 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-05-27 | 800 | $0.00 | 800 | $43.32 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-05-27 | 1,800 | $0.00 | 1,800 | $43.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-07 | No | 4 | M | Direct | |
| 0 | 2021-11-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2 | Indirect | By Company ESOP Plan |
| Common Stock | 138 | Indirect | By Company Savings Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | 2,775 | 2,775 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 3,200 | 3,200 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 3,800 | 3,800 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | 7,200 | 7,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-11-28 | 2,775 | 2,775 | Direct |
| 2023-11-25 | 3,200 | 3,200 | Direct |
| 2024-11-24 | 3,800 | 3,800 | Direct |
| 2025-11-23 | 7,200 | 7,200 | Direct |
Footnotes
- Exercise of reporting person's stock options of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- Exercise of reporting person's stock options of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The holdings include 3 shares acquired through participation in the Company's dividend reinvestment plan and are net of shares previously withheld or sold to cover withholding taxes.
- Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
- Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
- All such options have fully vested.
- On November 28, 2012, the Company granted 3,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting. The holdings are net of vested options that were exercised.
- On November 25, 2013, the Company awarded 3,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
- On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
- On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
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