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Home > Insider Trading > Filing (0001019687-16-006529)

Filing Details

Accession Number:: 0001019687-16-006529
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-01 16:24:07
Reporting Period:: 2016-05-27

Filing Date:: 2016-06-01
Accepted Time:: 2016-06-01 16:24:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587419	H William Yeh	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2016-05-27	6,000	$10.13	107,820	No	4	P	Direct
Common Stock, $.001 Par Value	Acquisiton	2016-05-27	4,000	$10.17	111,820	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

17,664 shares are jointly held as community property under the name of the reporting person's spouse.