Filing Details

Accession Number:
0001209191-16-124225
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-31 10:27:48
Reporting Period:
2016-05-27
Filing Date:
2016-05-31
Accepted Time:
2016-05-31 10:27:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-27 600 $5.85 3,496,011 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-27 400 $5.87 3,496,411 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-27 600 $5.82 3,497,011 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-27 300 $5.88 3,497,311 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-27 100 $5.84 3,497,411 No 4 P Direct
Class A Common Stock Acquisiton 2016-05-27 100 $5.90 3,497,511 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.