Filing Details
- Accession Number:
- 0001225208-16-034147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-31 10:02:26
- Reporting Period:
- 2016-05-26
- Filing Date:
- 2016-05-31
- Accepted Time:
- 2016-05-31 10:02:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1541020 | A Jeffrey Dowdle | 880 Carillon Parkway St. Petersburg FL 33716 | President, Asset Mgmt Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-04-27 | 755 | $0.00 | 34,749 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2016-05-26 | 900 | $54.18 | 0 | No | 4 | S | Indirect | John R. Dowdle Exempt Marital Trust |
| Common Stock | Disposition | 2016-05-26 | 4,000 | $54.18 | 6,000 | No | 4 | S | Indirect | Mary R. Dowdle Trust |
| Common Stock | Disposition | 2016-05-26 | 6,000 | $0.00 | 0 | No | 4 | J | Indirect | Mary R. Dowdle Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | John R. Dowdle Exempt Marital Trust |
| No | 4 | S | Indirect | Mary R. Dowdle Trust |
| No | 4 | J | Indirect | Mary R. Dowdle Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Indirect | by Son JA |
| Common Stock | 7,643 | Indirect | ESOP |
| Common Stock | 1,500 | Indirect | UTMA Custodian for Daughter EC |
| Common Stock | 1,500 | Indirect | UTMA Custodian for Son GT |
Footnotes
- The reporting person is the trustee of the trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Represents a distribution by the trust of shares of common stock to a beneficiary of the trust.
- The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership (ESOP) account through May 26, 2016.
Billionaire Hedge Funds
