Filing Details
- Accession Number:
- 0001127602-16-053806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-27 17:10:22
- Reporting Period:
- 2016-05-25
- Filing Date:
- 2016-05-27
- Accepted Time:
- 2016-05-27 17:10:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-25 | 9,128 | $37.84 | 68,632 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-25 | 4,295 | $41.37 | 59,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $56.84 | 75,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 200 | $56.01 | 75,857 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-25 | 7,425 | $39.97 | 76,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $56.92 | 75,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 25 | $57.17 | 75,632 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.19 | 75,532 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.24 | 75,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.30 | 75,332 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.36 | 75,232 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.37 | 75,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.39 | 75,032 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.41 | 74,932 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.43 | 74,832 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 290 | $57.45 | 74,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 978 | $57.46 | 73,564 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 290 | $57.47 | 73,274 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.48 | 73,174 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 400 | $57.48 | 72,774 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 200 | $57.49 | 72,574 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 200 | $57.49 | 72,374 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 502 | $57.50 | 71,872 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.51 | 71,772 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 708 | $57.51 | 71,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 700 | $57.52 | 70,364 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 200 | $57.53 | 70,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 1,580 | $57.53 | 68,584 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-25 | 100 | $57.54 | 68,484 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-25 | 9,128 | $0.00 | 9,128 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-25 | 4,295 | $0.00 | 4,295 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-05-25 | 7,425 | $0.00 | 7,425 | $39.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
| 2,476 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 240 | Indirect | By ESOP |
Footnotes
- Includes shares acquired from dividend reinvestment
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
Billionaire Hedge Funds
