Filing Details
- Accession Number:
- 0001209191-16-124070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-27 16:47:23
- Reporting Period:
- 2016-05-25
- Filing Date:
- 2016-05-27
- Accepted Time:
- 2016-05-27 16:47:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1446847 | Ironwood Pharmaceuticals Inc | IRWD | Pharmaceutical Preparations (2834) | 043404176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601360 | E Halley Gilbert | C/O Ironwood Pharmaceuticals, Inc. 301 Binney Street Cambridge MA 02142 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2016-05-25 | 5,865 | $3.76 | 5,865 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2016-05-25 | 5,865 | $12.19 | 0 | No | 4 | S | Direct | |
Class B Common Stock | Acquisiton | 2016-05-25 | 10,000 | $3.76 | 10,000 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2016-05-25 | 10,000 | $12.19 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-05-25 | 4,410 | $12.19 | 64,537 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-25 | 5,865 | $3.76 | 5,865 | $3.76 |
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-05-25 | 10,000 | $3.76 | 10,000 | $3.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-01-31 | No | 4 | M | Direct | |
14,000 | 2018-01-31 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.10 to $12.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The option vested as to 25% of the shares of Class B Common Stock on the first anniversary of February 1, 2008, and 1/48th of the shares of Class B Common Stock vested each month thereafter for the next 36 months. The option was fully vested as of February 1, 2012.
- The option vested upon the earlier of (i) the issuer's achievement of a regulatory milestone and (ii) February 1, 2014. The regulatory milestone was met, so the option was fully vested as of October 24, 2011.