Filing Details
- Accession Number:
- 0001019687-16-006493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-27 16:06:36
- Reporting Period:
- 2016-05-25
- Filing Date:
- 2016-05-27
- Accepted Time:
- 2016-05-27 16:06:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587425 | (Mike) Min-Chu Chen | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Acquisiton | 2016-05-25 | 5,000 | $10.00 | 15,000 | No | 4 | P | Indirect | By Spouse |
| Common Stock, $.001 Par Value | Acquisiton | 2016-05-27 | 5,000 | $9.95 | 20,000 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spouse |
| No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.001 Par Value | 13,262 | Direct |
Footnotes
- 1,914 shares are jointly held as community property under the name of the reporting person's spouse
- Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen.
Billionaire Hedge Funds
