Filing Details
- Accession Number:
- 0001547903-16-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-26 19:20:57
- Reporting Period:
- 2016-05-26
- Filing Date:
- 2016-05-26
- Accepted Time:
- 2016-05-26 19:20:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245515 | James Ozanne | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2016-05-26 | 5,000 | $6.12 | 25,000 | No | 4 | P | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 77,467 | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | 10,000 | Indirect | By Susan A. Ozanne Family Trust, of which Mr. Ozanne and his wife are co-trustees and beneficiaries |
Footnotes
- The common stock was purchased by Greenrange Partners LLC in a series of open market transactions on the transaction date, each at a purchase price of $6.12. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased.
- The common stock was purchased by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners LLC.
- Represents 59,298 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is in the sole trustee and sole beneficiary and 8,169 unvested restricted stock units.