Filing Details

Accession Number:
0001437749-16-032862
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-05-26 19:13:12
Reporting Period:
2016-05-18
Filing Date:
2016-05-26
Accepted Time:
2016-05-26 19:13:12
Original Submission Date:
2016-05-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547459 Natural Grocers By Vitamin Cottage Inc. NGVC Retail-Grocery Stores (5411) 841444517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552659 Kemper Isely 12612 W. Alameda Parkway
Lakewood CO 80228
Chairman & Co-President Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-18 7,500 $12.86 3,112,902 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 104,745 Indirect By Anthony Andueza as UTMA custodian for son
Common Stock 104,745 Indirect By Raquel M. Isely, the reporting person's daughter
Common Stock 6,716 Indirect By KIVC 3, LLC
Common Stock 616,254 Indirect By ZIVC, LLC
Common Stock 201,856 Indirect By HIVC 1, LLC
Common Stock 478,788 Indirect By HIVC 2, LLC
Common Stock 571,850 Indirect By FTVC, LLC
Footnotes
  1. The Reporting Person has no investment power over these shares and disclaims beneficial ownership of these shares.
  2. The Reporting Person is a member, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. The Reporting Person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  4. The Reporting Person is s beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.