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Home > Insider Trading > Filing (0001140361-16-067237)

Filing Details

Accession Number:: 0001140361-16-067237
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-26 10:20:39
Reporting Period:: 2016-05-25

Filing Date:: 2016-05-26
Accepted Time:: 2016-05-26 10:20:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
792987	Astec Industries Inc	ASTE	Construction Machinery & Equip (3531)	620873631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1138525	A Richard Patek	1725 Shepherd Rd Chattanooga TN 37421	Group Pres Aggregate & Mining	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-25	1,769	$53.07	3,800	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	959	Indirect	by 401(k) Plan
Common Stock	1,763	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			11,789	11,789	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	11,789	11,789	Direct

Footnotes

Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
Shares held in the reporting person's 401k account are based upon a Plan statement dated May 25, 2016.