Filing Details
- Accession Number:
- 0001144204-16-104886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 17:44:28
- Reporting Period:
- 2016-05-23
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 17:44:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429386 | Phaserx Inc. | PZRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219039 | Keith Crandell | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1219042 | Robert Nelsen | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1219043 | Clinton Bybee | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1229592 | Steven Gillis | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | Yes | No | Yes | No | |
1402439 | Arch Venture Fund Vii Lp | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1544443 | Arch Venture Partners Vii, Llc | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No | |
1544444 | Arch Venture Partners Vii, L.p. | 8755 W. Higgins Road, Suite 1025 Chicago IL 60631 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-23 | 484,903 | $0.01 | 2,049,378 | No | 4 | S | Indirect | By ARCH Venture Fund VII, L.P. |
Common Stock | Disposition | 2016-05-23 | 195,156 | $0.01 | 1,854,222 | No | 4 | S | Indirect | By ARCH Venture Fund VII, L.P. |
Common Stock | Acquisiton | 2016-05-23 | 1,000,000 | $5.00 | 2,854,222 | No | 4 | P | Indirect | By ARCH Venture Fund VII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By ARCH Venture Fund VII, L.P. |
No | 4 | S | Indirect | By ARCH Venture Fund VII, L.P. |
No | 4 | P | Indirect | By ARCH Venture Fund VII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option(right to buy) | Acquisiton | 2016-05-23 | 9,385 | $0.00 | 9,385 | $1.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,385 | 2026-02-08 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,048 | Direct |
Footnotes
- Common stock held of record by ARCH Venture Fund VII, L.P. ("ARCH VII"). The sole general partner of ARCH VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"), which may be deemed to have shared voting and investment power over the shares held by ARCH VII. The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"), which may be deemed to have shared voting and investment power over the shares held by ARCH VII. ARCH Partners VII and ARCH VII LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- The managing directors of ARCH VII LLC are Keith Crandell, Clinton Bybee and Robert Nelsen and they may be deemed to have shared voting and investment power over the shares held by ARCH VII. Dr. Steve Gillis owns an interest in ARCH Partners VII, but does not have dispositive or voting power. Messrs. Crandell, Bybee and Nelsen and Dr. Gillis disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- On February 8, 2016, the reporting person was granted an option to purchase shares of common stock. The option vests in 48 equal monthly installments commencing on June 23, 2016, which is one month from the date of the consummation of the Issuer's initial public offering, and subject to the reporting person's continued service to the Issuer.