Filing Details

Accession Number:
0001144204-16-104886
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-25 17:44:28
Reporting Period:
2016-05-23
Filing Date:
2016-05-25
Accepted Time:
2016-05-25 17:44:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1429386 Phaserx Inc. PZRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219039 Keith Crandell 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
1219042 Robert Nelsen 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
1219043 Clinton Bybee 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
1229592 Steven Gillis 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
Yes No Yes No
1402439 Arch Venture Fund Vii Lp 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
1544443 Arch Venture Partners Vii, Llc 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
1544444 Arch Venture Partners Vii, L.p. 8755 W. Higgins Road, Suite 1025
Chicago IL 60631
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-23 484,903 $0.01 2,049,378 No 4 S Indirect By ARCH Venture Fund VII, L.P.
Common Stock Disposition 2016-05-23 195,156 $0.01 1,854,222 No 4 S Indirect By ARCH Venture Fund VII, L.P.
Common Stock Acquisiton 2016-05-23 1,000,000 $5.00 2,854,222 No 4 P Indirect By ARCH Venture Fund VII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ARCH Venture Fund VII, L.P.
No 4 S Indirect By ARCH Venture Fund VII, L.P.
No 4 P Indirect By ARCH Venture Fund VII, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option(right to buy) Acquisiton 2016-05-23 9,385 $0.00 9,385 $1.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,385 2026-02-08 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,048 Direct
Footnotes
  1. Common stock held of record by ARCH Venture Fund VII, L.P. ("ARCH VII"). The sole general partner of ARCH VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"), which may be deemed to have shared voting and investment power over the shares held by ARCH VII. The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"), which may be deemed to have shared voting and investment power over the shares held by ARCH VII. ARCH Partners VII and ARCH VII LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  2. The managing directors of ARCH VII LLC are Keith Crandell, Clinton Bybee and Robert Nelsen and they may be deemed to have shared voting and investment power over the shares held by ARCH VII. Dr. Steve Gillis owns an interest in ARCH Partners VII, but does not have dispositive or voting power. Messrs. Crandell, Bybee and Nelsen and Dr. Gillis disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  3. On February 8, 2016, the reporting person was granted an option to purchase shares of common stock. The option vests in 48 equal monthly installments commencing on June 23, 2016, which is one month from the date of the consummation of the Issuer's initial public offering, and subject to the reporting person's continued service to the Issuer.