Filing Details
- Accession Number:
- 0001053352-16-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 17:22:57
- Reporting Period:
- 2016-05-18
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 17:22:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1541330 | Eugene Michael Benito | 150 Almadne Blvd. San Jose CA 95113 | Evp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Disposition | 2016-05-18 | 540 | $10.00 | 0 | No | 4 | S | Indirect | Indirect by Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Indirect by Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 28,600 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Standard Employee Option - ISO | $23.89 | 2007-05-04 | 2017-05-04 | 0 | 155 | Direct |
| Common | Standard Employee Option - NSO | $16.00 | 2008-05-22 | 2018-05-22 | 0 | 7,000 | Direct |
| Common | Standard Employee Option - NSO | $23.85 | 2006-08-03 | 2016-08-03 | 0 | 5,000 | Direct |
| Common | Standard Employee Option - NSO | $23.89 | 2007-05-04 | 2017-05-04 | 0 | 6,845 | Direct |
| Common | Standard Employee Option - NSO | $3.57 | 2010-07-26 | 2020-07-26 | 0 | 4,500 | Direct |
| Common | Standard Employee Option - NSO | $6.57 | 2013-04-30 | 2023-04-30 | 0 | 10,000 | Direct |
| Common | Standard Employee Option - NSO | $7.43 | 2009-05-04 | 2019-05-04 | 0 | 4,500 | Direct |
| Common | Standard Employee Option - NSO | $8.07 | 2014-02-27 | 2024-02-27 | 0 | 12,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-05-04 | 0 | 155 | Direct |
| 2018-05-22 | 0 | 7,000 | Direct |
| 2016-08-03 | 0 | 5,000 | Direct |
| 2017-05-04 | 0 | 6,845 | Direct |
| 2020-07-26 | 0 | 4,500 | Direct |
| 2023-04-30 | 0 | 10,000 | Direct |
| 2019-05-04 | 0 | 4,500 | Direct |
| 2024-02-27 | 0 | 12,500 | Direct |
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