Filing Details
- Accession Number:
- 0001144204-16-104859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 17:06:31
- Reporting Period:
- 2016-05-20
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 17:06:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604612 | J Paul Echausse | C/O Alcentra Capital Corp., 200 Park Ave 7Th Fl New York NY 10166 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-05-20 | 1,200 | $11.89 | 67,146 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2018-02-28 | 2018-02-28 | 4,332 | 4,332 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-28 | 4,332 | 4,332 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.