Filing Details
- Accession Number:
- 0001209191-16-123245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 16:41:57
- Reporting Period:
- 2016-05-23
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 16:41:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000694 | Novavax Inc | NVAX | Biological Products, (No Disgnostic Substances) (2836) | 222816046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191410 | C Gary Evans | C/O Novavax, Inc. 20 Firstfield Road Gaithersburg MD 20878 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-05-23 | 33,866 | $5.40 | 357,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-05-24 | 16,134 | $5.42 | 340,977 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,000 | Indirect | See Footnote |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.44, inclusive. The reporting person undertakes to provide Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- Includes 4,000 shares owned of record by Gary Evans Custodian for Dustin Evans UTMA/TX and 4,000 shares owned of record by Gary Evans Custodian for Casey Evans UTMA/TX.